SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (date of earliest event reported): November 9, 2015
WINDSTREAM TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
(State or Other Jurisdiction
819 Buckeye Street, North Vernon, Indiana 47265
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (812) 953-1481
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 3.02 Unregistered Sales of Equity Securities.
Effective November 6, 2015, WindStream Technologies, Inc. (the “Company”) issued 67,000,000 shares of common stock to an accredited investor upon conversion of $3,484 in principal of an outstanding senior secured convertible debenture at a conversion price of $0.000052 per share.
Effective November 9, 2015, the Company issued 88,156,167 shares of common stock to an accredited investor upon conversion of $5,289.37 in principal and accrued interest of an outstanding convertible debenture at a conversion price of $0.00006 per share.
The above issuances were made in reliance on an exemption from registration set forth in Section 4(a)(2) of the Securities Act of 1933, as amended, and/or Regulation D promulgated thereunder.
Effective November 9, 2015, after the issuances described above, the Company had 1,922,694,505 shares of common stock issued and outstanding.
Pursuant to the requirement of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
|WINDSTREAM TECHNOLOGIES, INC.|
|Date: November 13, 2015||By:||/s/ WILLIAM K. THORPE|
|William K. Thorpe|
|Chief Financial Officer|